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Roles: Head of State vs. Head of Government Simplified Revision Notes

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19.1.1 Roles: Head of State vs. Head of Government

Definitions:

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  • Head of State: The President acts as the symbolic representative of the United States, embodying the nation in its relations with foreign dignitaries and during times of crisis. This role involves unifying the country and representing the U.S. in international affairs.
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  • Head of Government: As the head of the executive branch, the President is responsible for the daily administration of the state, overseeing the federal bureaucracy, implementing laws, and leading the government in both domestic and foreign policy.

Formal Powers under the Constitution

Head of the Executive

  • Chief Executive: The President is granted all executive powers by the Constitution and is responsible for managing and running the entire federal government. This includes delegating power and overseeing a large number of departments, agencies, and officials, such as the Executive Office of the President (EXOP), the Office of Management and Budget (OMB), and the Cabinet.
  • Appointment Powers: The President has the power to appoint and nominate around 4,000 government officials, including members of the federal bureaucracy, who are politically aligned with the President and tasked with implementing the President's agenda in specific departments or policy areas. These appointments require Senate confirmation by a majority vote. Recess appointments allow the President to temporarily fill vacant positions without Senate approval when Congress is in recess, though this power has been limited by recent Supreme Court rulings.
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  • Examples:
  • Biden appointed Janet Yellen as Secretary of the Treasury.
  • Trump appointed Betsy DeVos as Secretary of Education.
  • Obama made four recess appointments to the Consumer Financial Protection Bureau in January 2012.

Legislative Powers

  • Proposing Legislation: The President can propose legislation through mechanisms such as the State of the Union Address or press conferences. This allows the President to influence the legislative agenda by urging Congress to pass specific laws.
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  • Examples:
  • Obama proposed the Affordable Care Act.
  • Biden in 2023 urged Congress to pass policing reform, immigration legislation, codify abortion rights, and cap the price of insulin at $35/month.
  • Veto Power: The President can veto legislation passed by Congress, preventing it from becoming law unless Congress can override the veto with a two-thirds majority in both houses.
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  • Examples:
  • Obama used 12 regular vetoes; Congress succeeded in overriding his veto of the Justice Against Sponsors of State Terrorism Act in 2016.
  • Trump used the regular veto 10 times; the 9th was overridden by Congress.
  • Biden vetoed a bill in 2023 that would have blocked his student loan forgiveness program.
  • Pocket Veto: If Congress adjourns within 10 days of passing a bill, the President can choose not to sign it, effectively vetoing it without the possibility of an override. This is known as a pocket veto.
    • Example: Only President Clinton has used a pocket veto, doing so once.
  • Submitting the Annual Budget: The President submits an annual federal budget, which is drafted by the OMB. This budget must be approved and passed by Congress, a process that can become contentious, particularly in times of divided government.
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  • Example: Trump's budget was rejected by a Republican-controlled Congress, leading to the longest government shutdown in history (35 days).

Judicial Powers

  • Pardons: The President has the unilateral power to pardon individuals, relieving them of legal consequences from federal convictions.
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  • Examples:
  • President Ford pardoned Richard Nixon over all Watergate-related matters.
  • Obama pardoned 70 people in his first 7 years and a further 142 people in his last month in office.
  • Trump issued 143 pardons, with 116 given to loyal supporters in his final months as President.
  • Nomination of Federal Judges: The President nominates all federal judges, including Supreme Court justices. These nominations must be confirmed by the Senate, and the President's choices can significantly shape the judicial landscape.
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  • Examples:
  • Trump appointed Neil Gorsuch, Brett Kavanaugh, and Amy Coney Barrett to the Supreme Court, contributing to the overturning of Roe v. Wade.
  • Biden appointed Ketanji Brown Jackson, the first Black woman on the Supreme Court.

Foreign Policy Powers

  • Commander in Chief: The President serves as the Commander in Chief of the U.S. military, including the Army, Navy, Air Force, Marines, and Coast Guard. This role involves approving significant military missions and making crucial decisions, such as the deployment of troops and the use of nuclear weapons.
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  • Examples:
  • Biden ordered the withdrawal of troops from Afghanistan and deployed warships to the Persian Gulf following Hamas attacks in 2023.
  • Trump and Obama both moved troops to the Mexican border.
  • Negotiating Treaties: The President can negotiate treaties with other countries, though these require a two-thirds approval vote by the Senate. Additionally, the President can enter into executive agreements, which are similar to treaties but do not require Senate approval.
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  • Example: Obama negotiated the New Strategic Arms Reduction Treaty (New START), which was passed in 2010.

Symbolic Power as Head of State

  • Representation and Unification: As Head of State, the President represents the U.S. in relations with foreign dignitaries and seeks to unite the nation in times of crisis. This role often leads to a "rally round the flag" effect, where the President's popularity increases during national emergencies.
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  • Example: Following the 9/11 attacks, President Bush's address to the nation significantly boosted his popularity.
  • Foreign Policy and Diplomacy: The President uses their role as Head of State to drive U.S. foreign policy and negotiate with foreign leaders.
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  • Examples: Trump held high-profile meetings with North Korea's Kim Jong Un and Russia's Vladimir Putin.
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