Kant's Categorical Imperative (AQA A-Level Religious Studies): Revision Notes
Kant's Categorical Imperative
Introduction to Kant's ethical theory
Kant is best known for his 'Copernican Revolution' in philosophy. He argued that space, time, and causality are not features of reality 'out there' to be discovered, but are the ways in which our minds organise experience. We cannot know the world as it is in itself, only the world as it appears to us. This idea is central to understanding Kant's ethics – if we understand how our minds work, we can understand morality.
Kant's ethical theory shifts focus to the personal experience of the moral will, similar to how Utilitarianism focuses on individual happiness. His ideas were developed in two key works:
- Groundwork of the Metaphysics of Morals (1785)
- Critique of Practical Reason (1788)
His aim was ambitious: to seek out and establish the supreme principle of morality.
The foundation: good will and duty
The good will
Kant insists that there is only one thing that can be regarded as good without qualification: a good will.
Kant recognised that empirical evidence (knowledge from our senses) can never give us absolute certainty, since our perceptions can be mistaken. He also accepted Hume's view that you cannot logically argue from an 'is' to an 'ought' – facts can only show what is the case, not what ought to be the case.
Therefore, Kant needed a completely new starting point for morality. He found it in the concept of the 'good will'.
Key characteristics of the good will:
- It is autonomous (self-governing)
- It is good without reservation
- It is not a natural gift but a chosen act
- It is the only thing that makes a person worthy of happiness
There is no possibility of thinking of anything at all in the world, or even out of it, which can be regarded as good without qualification, except a good will.
This means that external goods (wealth, power, intelligence, even happiness) can be used for evil purposes. Only a good will is intrinsically good.
Autonomy – the state of being self-governed, self-ruled, and free from external control or influences.
Moral obligation and duty
Alongside the good will, we all possess a sense of moral obligation. This is the awareness that there is something we ought to do, regardless of the consequences for ourselves.
Kant's moral theory is deontological – it is based on duty, not consequences.
Key points about duty:
- Duty is always a matter of conscious choice
- It is an internal sense of what one ought to do
- We develop moral rules because rules bind us to our duty
- An action is only moral if it is done from duty, not from inclination or personal benefit
Kant argues that you are not acting morally if you:
- Do what you enjoy
- Do what gives you personal benefit
- Act from natural kindness
To be moral, an action must be based on pure practical reason – reason that chooses actions because they are good in themselves. Personal enjoyment or benefit is irrelevant to the morality of an action.
The aim is not to be happy, but to be worthy of being happy.
Categorical vs hypothetical imperatives
To understand the Categorical Imperative, Kant first contrasted it with hypothetical imperatives.
Hypothetical imperatives
Form: "If A, then B"
Characteristics:
- Conditional (they use the word 'if')
- Based on self-interest
- Good is instrumental (done to get something)
- Cannot lead to universal moral commands
Examples:
- If you want to be a fighter pilot, then you need to learn engineering
- If you want to be happy, then go bungee jumping
Categorical imperatives
Form: "Do A"
Characteristics:
- Unconditional commands that cannot be disobeyed
- Good is intrinsic and deontological
- Apply universally to all rational beings
- Based on duty, not consequences
Examples:
- Do not murder
- Do not steal
- Do not lie
Categorical Imperative – an absolute, unconditional moral command that applies to all rational beings; for example, do not murder, do not steal, do not lie.
Only Categorical Imperatives can lead to universal maxims (principles of action) that everybody ought to follow.
The three formulations of the Categorical Imperative
Kant provided three linked formulations to establish the rational basis of moral duty. Each formulation expresses the same underlying principle in different ways.
First formulation: universalisability
Act only according to that maxim whereby you can at the same time will that it should become a universal law.
This is Kant's principle of universalisability. If what you propose to do is to be considered right, you should be prepared for everyone else to work on the same principle.
Maxim – a general guideline or principle of action. It can be expressed as: 'Whenever X happens, I consider it right to do Y.' It is your maxim that should be universalised, not the actual thing you are planning to do.
How to apply this formulation:
- Identify your maxim (your principle of action)
- Ask: "What would happen if my maxim became a universal law?"
- If universalising the maxim creates a contradiction or an undesirable world, then the action is immoral
Worked Example: Making False Promises
Situation: You need to borrow money but know you cannot repay it. You consider promising to repay it even though you know this is a lie.
Your maxim: When I am in need of money, I will borrow it and promise to pay it back, although I know that I can never repay it.
Test: What if everyone made lying promises when in financial difficulty?
Result: The whole institution of promise-keeping would fall apart. The maxim is self-contradictory because promises would become meaningless. Therefore, you have a perfect duty (one which can never have any exception) not to make false promises.
Worked Example: Refusing to Help Others
Situation: You live in prosperity and see others in misery, but think: "What concern is it of mine? Let others be as happy as they can."
Your maxim: It is permissible for me never to help those who are less well-off than myself.
Test: What if no one ever helped anyone else?
Result: There is no logical contradiction (unlike the previous example), but you can never be sure you won't need help in the future. If that happens, your maxim would deprive you of that help and sympathy. Therefore, you have an imperfect duty to help others. This is imperfect because there might be exceptions (for example, when you don't have enough money to help).
Second formulation: the practical imperative
Act in such a way that you always treat humanity, whether in your own person or in the person of any other, never simply as a means, but always at the same time as an end.
This principle excludes using other people simply as a means of achieving your own ends.
Important clarification: This does not mean you should never use someone as a means (otherwise you couldn't use taxi drivers or shop assistants). The key phrase is "at the same time". You can use someone as a means to your end if you also treat them as an 'end' – as a free moral agent in their own right.
Why this follows from the first formulation:
- If you will that your principle should become universal law, you must be prepared for everyone else to make that same moral choice
- This means you must allow that all others are free moral agents, just as you are
- To treat people only as 'means' is to dehumanise them
- If you respect yourself as an autonomous moral individual, you must allow everyone else to be their own 'end' as well
Third formulation: the kingdom of ends
Act as though a legislating member in the universal kingdom of ends.
This formulation, less well known than the first two but logically following from them, requires that you should always act as though you were responsible for making rules in a kingdom where everyone is to be treated as an 'end' and not as a means. In other words, a society of free and autonomous human individuals.
Important concepts in Kant's ethics
Moral seriousness and duty
Kant demands moral seriousness. Key points:
- Morality does not depend on results or inclinations
- After you have reasoned out what you ought to do, you should do your duty regardless of consequences
- Morality is a positive act by which we shape our world
- Being kind or helpful may be a natural gift, but having a 'good will' is a chosen act
Teleological aspects
Kant's ethic is not 'absolutely' deontological. He does not ignore consequences completely. The consequences must be worked through before you can tell whether the principle you want to act on conforms to the Categorical Imperative.
For example, to universalise the maxim "I can modify my car and drive at twice the speed limit," you must imagine the consequences of everyone doing this. This requires a teleological (end-focused) leap of imagination.
According to philosopher Keith Ward, the content of ethics includes the wants and desires that people actually have. There must be an organic link between people's duties and their natural desires. For example, there is a natural link between a person's duty to tell the truth and their natural desire not to be lied to.
Radical evil
Despite the rationality of the Categorical Imperative, Kant was forced to acknowledge that human existence contains a great deal of moral evil.
Radical evil occurs when we subordinate the moral law to our own self-interest. Kant suggested that humanity has a universal tendency towards radical evil, which happens when people focus on a maxim of self-interest and bend every other maxim to that one maxim.
The summum bonum and postulates of practical reason
The summum bonum
Kant's theory of ethics culminates in his idea of the summum bonum – the highest good.
Summum bonum – the highest or supreme good: the culmination of Kant's ethics where virtue meets its appropriate reward of perfect happiness.
Key points:
- One should not strive to be happy, but to be worthy of happiness
- The highest good is the joining of virtue and happiness
- Virtue must be the starting point (because it involves the good will)
- Happiness is an optional bonus, not guaranteed and not our aim
- Morality is internal (it concerns the good will)
- You don't need to believe in a 'highest good' before you can act morally; you simply have to will the highest good
'Ought implies can'
If you do seek the summum bonum, you must assume that its achievement is at least possible. If the good will tells us that we ought to do our moral duty, then that sense of 'ought' implies that we can in fact do our moral duty.
'Ought implies can' – Kant's view that the force of the moral 'ought' (the Categorical Imperative that we ought to do our moral duty) implies that we can do our moral duty.
The three postulates of practical reason
To make sense of the conviction that we can achieve the summum bonum, our practical reason tells us that we must make three important assumptions. These are Kant's three 'postulates of practical reason'.
Postulate – a presupposition or assumption which you must have accepted in order to make sense of your moral choices.
These are not prior requirements that you must believe before acting morally. Rather, by taking moral decisions, you presuppose these three things:
1. God and immortality
The reasoning:
- God does not command the moral laws (they arise from reason and the good will)
- Nevertheless, we feel the compulsion of the moral 'ought'
- 'Ought implies can' – if I ought to do my duty, then I can do it
- If this is the case, then the universe must be fair
- If I do my duty and become morally worthy, there must be a reward of happiness proportional to my obedience to the moral law
- The reward for the highest obedience is the summum bonum (the perfect match between morality and happiness)
- Perfect happiness cannot be achieved in this life
- Therefore, there must be immortality in which the summum bonum can be achieved
- Only God can provide immortality, so God exists to guarantee the summum bonum
2. Freedom
- Freedom of the will is the core of morality
- We cannot show from experience that we are free
- Nevertheless, we know a priori (independently of experience) that we are free
- If we are not free, morality makes no sense
- Freedom is therefore an a priori (necessary) assumption
- By taking the decision to act in line with duty, we presuppose that we are free
Note: These are presuppositions, not prior requirements. You cannot wait until you are certain you are genuinely free before you act, or you would never move. Rather, by acting morally, you presuppose that you are free.
Advanced concepts (for deeper understanding)
The noumenal and phenomenal realms
For Kant, reality has two aspects:
Phenomenal realm – the world as experienced through the senses, governed by the laws of cause and effect. This is what reality appears to be like according to our senses.
Noumenal realm – reality as it 'really' is, independent of our sense experience. This is experienced through the synthetic a priori.
Example: A table appears to have a particular colour, but that colour looks different from different viewpoints and under different lighting conditions. At the level of atoms, electrons, and quarks, physics tells us reality is completely different. Appearance and reality are different aspects of the world.
Our knowledge of the phenomena is a posteriori (through sense experience), so is empirical. Knowledge of the noumena would have to be a priori – knowledge that is independent of sense experience.
Synthetic a priori
Kant argued that the Categorical Imperative is a synthetic a priori proposition, and all our moral duties derive from it.
Synthetic a priori – propositions that provide new information that is necessarily true.
Moral judgements are:
- A priori because we do not know them by sense experience (experience tells us how things are, not how they ought to be)
- Necessary because the force of the moral 'ought' tells us what we must do
- Synthetic because we cannot establish what we ought to do by arguing about definitions (they relate to the world of wants and desires)
Meta-ethical position
Meta-ethically, Kant is an ethical non-naturalist:
- The command to obey the Categorical Imperative is a rational choice of the will
- The will belongs to the noumenal realm (outside space and time)
- The noumenal realm is outside the realm of scientific enquiry
- Knowledge of the noumena must therefore be non-natural
- Morality exists in the noumenal realm, not the world of facts
- Morality is known non-naturally
Evaluation of Kant's Categorical Imperative
Strengths
1. Simple and effective principle
The principle of universalisability provides a straightforward tool for determining moral duties. It can be understood even by children: if you want to murder, rob, or steal, then you need to be happy that others do these things to you whenever they feel like it.
2. Highlights problems with consequentialism
Bentham's emphasis on consequences means that a utilitarian might justify doing a bad act to bring about good consequences (for example, killing one person to save seven). For Kant, this can never be justified.
3. Removes emotion in favour of reason
If we are swayed by emotion, we show favouritism, which can be immoral. Kant's rational approach promotes impartiality.
4. Foundation for modern human rights
Kant's theory is influential today because the modern emphasis on human rights, equality, and justice stems from his ideas. Humans have intrinsic value, so they cannot be enslaved or treated merely as means.
Weaknesses and responses
1. Believability of universal moral rules
Criticism: The Categorical Imperative is no more believable than Divine Command Theory. Both theories amount to non-natural guesswork. If we look at the state of the world, there are clearly no agreed universal moral rules, so the idea of a Categorical Imperative is wishful thinking. Morality is in this world, not in some imagined noumenal realm.
Response: The principle of universalisability does not require that everyone currently agrees on moral rules. It provides a method for determining what the universal rules should be based on reason.
2. Consequences matter
Criticism: If killing one person saves seven lives, there is an excess of good over bad. How many people would Kant let die to avoid killing one innocent person – the whole population?
Response: Kant would argue that if we allow killing innocents to save others, we undermine the very foundation of human dignity and turn people into mere means. The principle itself would be corrupted.
3. Unrealistic about emotions
Criticism: As Hume shows, it is impossible for humans to ignore their emotions, because emotions are part of what it means to be human. For Hume, moral sentiment combined with utility motivates us to act.
Response: Kant does not deny that emotions exist or that they can motivate us. His point is that for an action to be truly moral, it must be done from duty rather than merely from emotion. Emotions are not wrong, but they are not the basis of morality.
4. Anthropocentric approach
Criticism: Kant's emphasis is completely human-centred. Animals are non-rational and therefore cannot be seen as members of the moral community. This justifies cruelty to animals and is environmentally problematic.
Additionally, many humans are incapable of the intellectual effort required to universalise maxims.
Response: Kant's theory can be adapted to consider the interests of animals and those with limited rational capacity through the concept of treating all sentient beings with respect.
5. Religious elements problematic for non-believers
Criticism: Kant's three postulates include God and immortality, which makes little sense for those who are not religious. This compromises the autonomy of reason and the moral agent.
Response: The main thrust of Kant's ethical theory can be used in a secular sense. Many use it this way, ignoring the religious elements while retaining the core principle of the Categorical Imperative.
6. Conflicting moral duties
Criticism: Kant's theory does not make it clear what to do when there are conflicting moral duties. The classic example is the mad axe murderer: if a murderer asks where your friend is hiding, you face a conflict between the duty not to lie and the duty to preserve innocent life.
Responses:
W.D. Ross's prima facie duties: Ross proposed an amendment to Kant's theory to handle such conflicts.
Prima facie duties – W.D. Ross's amendment to Kantian ethics. We have prima facie ('on the face of it') duties, for example, to parents, children, and the innocent. In cases where categorical imperatives conflict, one duty can take priority over another. In the mad axe murderer case, the duty to save an innocent life overrides the duty to tell the truth.
Universalising a white lie: There seems to be no reason why someone could not universalise a rule to allow a white lie: 'Put your respect for life above the rule to tell the truth.' This would allow the agent to lie to the axe murderer to save the innocent victim.
Key Points to Remember:
- Kant's ethics is based on duty and the good will, which is the only thing good without qualification
- The Categorical Imperative provides universal moral commands that apply to all rational beings
- Universalisability is the key test: act only according to maxims you could will to become universal laws
- We must treat humanity always as an end, never merely as a means
- Perfect duties (like not lying) allow no exceptions; imperfect duties (like helping others) may have exceptions
- 'Ought implies can' – if we ought to do something, we must be able to do it
- The summum bonum (highest good) combines virtue with happiness
- The three postulates of practical reason (God, freedom, and immortality) are presuppositions that make sense of our moral experience
- Kant's ethics is deontological (duty-based) but does consider consequences when universalising maxims
- The theory faces challenges regarding conflicting duties, its treatment of animals, and its applicability to non-religious people